Regulatory Compliance · Prime Clearing

Institutional & Regulatory Registry

Fiduciary Licensing, Corporate Identifiers & Clearing Infrastructure

Statutory registration, regulatory licensing disclosures, and institutional prime brokerage clearing arrangements for Qlumina Inc.

Abstract

This disclosure register details the regulatory authorizations, global legal entity identifiers, and institutional prime clearing rails governing Qlumina Inc. and its systematic asset management programs. Regulated by the British Virgin Islands Financial Services Commission as an Approved Investment Manager under License IBR/AIM/26/2644 (BVI Business Company No. 2201896; LEI 9845000BG592F5189B91), Qlumina operates under strict fiduciary governance with zero balance-sheet commingling. Clearing, execution custody, and trade settlement are executed across Tier-1 institutional rails, including Clear Street (US Trade-Only LPOA SMAs) and Swiss SPV securitizations (daily Euroclear / Clearstream ISINs), audited independently under IFRS standards.

Keywords: Regulatory Registry, BVI FSC Approved Investment Manager, Legal Entity Identifier, Qlumina Inc., Clear Street Prime Clearing, Trade-Only LPOA, Swiss AMC Securitization, Statutory Compliance.

JEL Classification: G15, G23, G28, K22, M48.

Fiduciary Entity Identifiers

Regulated investment management activity is conducted strictly under British Virgin Islands Financial Services Commission authorization:

Regulated Entity
Qlumina Inc.
Jurisdiction
British Virgin Islands (BVI)
Regulatory Body
British Virgin Islands Financial Services Commission (BVI FSC)
Regulatory License
Approved Investment Manager · License No. IBR/AIM/26/2644
Company Registration
BVI Business Company No. 2201896
Legal Entity Identifier
9845000BG592F5189B91 (GLEIF Global Register)
Authorized Role
Cayden Richards · Founder & President / Quantitative Systems Architect

Institutional Prime Clearing Rails

Execution clearing and institutional capital custody operate across dedicated Tier-1 regulated counterparties:

US Prime Brokerage Clear Street

Provides US prime brokerage clearing, execution custody, and trade settlement. Allocators establish segregated client custody accounts utilizing Trade-Only Limited Power of Attorney (LPOA) agreements. Capital never touches manager bank accounts; risk is audited pre-socket via the Blitz pre-trade gateway.

European Distribution Swiss Actively Managed Certificates (AMCs)

Institutional securitization vehicle issuing exchange-cleared debt instruments with daily Euroclear and Clearstream tradeable ISINs. Allows European private banks, family offices, and institutional wealth managers to allocate directly through standard banking terminals without offshore fund setup friction.

Independent Fiduciary Oversight

Operational integrity is enforced through independent third-party administration and external statutory audit:

  • Independent Fund Administration: Daily/monthly NAV calculation, investor capital account maintenance, and subscription/redemption oversight conducted by licensed institutional administrators.
  • Statutory Financial Audit: External annual audits conducted under International Financial Reporting Standards (IFRS).
  • Trade-Only Mandate: Fiduciary contracts legally restrict manager permissions to trade execution only, eliminating capital misappropriation risk.